Feb 14, 2022
Amanda Rose is a professor at Vanderbilt Law School where she works as a scholar on securities law and the institutional design of the regulatory regimes enforcing those laws. Amanda joins Macro Musings to talk about the Securities and Exchange Commission (SEC), its work and role in promoting financial stability, and her research on the SEC. Amanda and David specifically discuss the politics, governance, and politicization of the SEC, the mission of the agency, and the major issues that it must face moving forward.
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Transcript for the episode can be found here.
Amanda’s Vanderbilt Law profile: https://law.vanderbilt.edu/bio/amanda-rose
Related Links:
*Calculating SEC Whistleblower Awards: A Theoretical Approach* by Amanda Rose
https://scholarship.law.vanderbilt.edu/cgi/viewcontent.cgi?article=2143&context=faculty-publications
*SPAC Mergers, IPOs, and the PSLRA’s Safe Harbor: Unpacking Claims of Regulatory Arbitrage* by Amanda Rose
https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3945975
*A Response to Calls for SEC-Mandated ESG Disclosure* by Amanda Rose
https://openscholarship.wustl.edu/cgi/viewcontent.cgi?article=6545&context=law_lawreview
*Should the Securities and Exchange Commission Adopt a Mandatory ESG-Disclosure Framework?* by Amanda Rose
*SEC Announces Enforcement Results for FY 2021* by the U.S. Securities and Exchange Commission
https://www.sec.gov/news/press-release/2021-238
*The Chickenshit Club: Why the Justice Department Fails to Prosecute Executives* by Jesse Eisinger
https://www.sandmanbooks.com/book/9781501121371
*Can NFTs Be Securities? The SEC Says Yes* by PYMNTS
https://www.pymnts.com/nfts/2022/pymnts-nft-series-can-nfts-be-securities-the-sec-says-yes/
*Crypto Exchanges Will Face More Scrutiny, Says SEC Chair* by Rahul Nambiampurath
David’s Twitter: @DavidBeckworth
David’s blog: http://macromarketmusings.blogspot.com/